European University Institute Library

The Oxford handbook of financial regulation, edited by Niamh Moloney, Eilís Ferran and Jennifer Payne

eng

Includes bibliographical references and index

illustrations

index present

non fiction

The Oxford handbook of financial regulation

bibliography

892878531

edited by Niamh Moloney, Eilís Ferran and Jennifer Payne

Oxford handbooks

The financial system and its regulation have undergone exponential growth and dramatic reform over the last thirty years. This period has witnessed major developments in the nature and intensity of financial markets, as well as repeated cycles of regulatory reform and development, often linked to crisis conditions. The recent financial crisis has led to unparalleled interest in financial regulation from policymakers, economists, legal practitioners, and the academic community, and has prompted large-scale regulatory reform. The Oxford Handbook of Financial Regulation is the first comprehensive, authoritative, and state-of-the-art account of the nature of financial regulation. Written by an international team of leading scholars in the field, it takes a contextual and comparative approach to examine scholarly, policy, and regulatory developments in the past three decades. The first three Parts of the Handbook address the underpinning horizontal themes which arise in financial regulation: financial systems and regulation; the organization of financial system regulation, including regional examples from the EU and the US; and the delivery of outcomes and regulatory techniques. The final three Parts address the major reoccurring objectives of financial regulation, widely regarded as the anchors of financial regulation internationally: financial stability; market efficiency, integrity, and transparency; and consumer protection.--, Provided by Publisher

Part I. Financial Systems and Regulation -- The evolution of theory and method in law and finance / Simon Deakin -- Economic development, financial systems, and the law / Colin Mayer -- Financial systems, crises, and regulation / Frank Partnoy -- Part II. The Organization of Financial System Regulation -- Institutional design: the choices for national systems / Eilis Ferran -- Institutional design: the international architecture / Christopher Brummer and Matt Smallcomb -- Organizing regional systems: the EU example / Brigitte Haar -- Organizing regional systems: the US example / Eric Pan -- Part III. Delivering Outcomes and Regulatory Techniques -- Regulatory styles and supervisory strategies / Julia Black -- The role of gatekeepers / Jennifer Payne -- Enforcement and sanctioning / Iain MacNeil -- Part IV. Financial Stability -- Systemic risk and macroprudential supervision / Rosa Lastra -- The role of capital in supporting financial stability / Kern Alexander -- Regulating the insurance sector / Michelle Everson -- Crisis management and resolution / John Armour -- Cross-border supervision of financial institutions / Douglas Arner -- Part V. Market Efficiency, Transparency, and Integrity -- Disclosure and financial market regulation / Luca Enriques and Sergio Gilotta -- Conduct of business regulation / Andrew Tuch -- Regulating financial infrastructure / Guido Ferrarini -- Regulating trading practices / Andreas Fleckner -- Supporting market integrity / Harry McVea -- Regulating financial innovation / Emilios Avgouleas -- Part VI. Consumer Protection -- The consumer interest and the financial markets / Dimity Kingsford Smith and Olivia Dixon -- Regulating the retail markets / Niamh Moloney

Financial regulation