Bibliograph

MiFID II and private law, enforcing EU conduct of business rules, Federico Della Negra

Type

Label

MiFID II and private law, enforcing EU conduct of business rules, Federico Della Negra

Language

eng

Bibliography note

Includes bibliographical references (pages 223-230) and index

Index

index present

Literary Form

non fiction

Main title

MiFID II and private law

Nature of contents

bibliography

Oclc number

1083182611

Responsibility statement

Federico Della Negra

Series statement

Hart studies in commercial and financial law, volume 2Published EUI PhD theses

Sub title

enforcing EU conduct of business rules

Summary

"In the wake of the global financial crisis, retail clients have filed numerous claims against banks and investment firms for breaches of conduct of business rules in the distribution of financial instruments. Significantly, MiFID II raises key issues on the interplay between conduct of business rules and national private law. Building on the case law of national courts, decisions of alternative dispute resolution mechanisms in Italy, Spain, France and the UK, and the most recent literature, this monograph shows how the new MiFID II conduct of business rules can influence the interpretation of national private law, giving rise to hybrid private law duties and remedies. More specifically, the book illustrates the different forms and implications of this emerging, hybrid form of private law and argues that it will effectively supplement the actions of EU and national supervisory authorities aimed at ensuring the deterrent effect of conduct of business rules; furthermore, it will strengthen the protection of unsophisticated retail clients and investors' confidence in financial markets. The book brings an essential contribution to academic research and will also be of interest to policy-makers and legal practitioners working on financial litigation"--, Provided by publisher

Table Of Contents

The rise of EU investor protection regulation and the role of private law -- Regulatory design of MiFID II's conduct of business rules -- Civil law effects of ESMAs conduct of business handbook -- Civil law effects of conduct of business rules in out-of-court proceedings -- Civil law effects of conduct of business rules before national courts -- The emergence of hybrid private law in retail financial markets: foundations and legitimacy -- Hybrid enforcement mechanisms: future perspectives -- General conclusions

Creator