Coverart for item
The Resource Research handbook on securities regulation in the United States, edited by Jerry W. Markham and Rigers Gjyshi

Research handbook on securities regulation in the United States, edited by Jerry W. Markham and Rigers Gjyshi

Label
Research handbook on securities regulation in the United States
Title
Research handbook on securities regulation in the United States
Statement of responsibility
edited by Jerry W. Markham and Rigers Gjyshi
Creator
Contributor
Editor
Subject
Language
eng
Summary
This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statutes, and the regulators and market participants involved. In addition to a general summary of the topic, this volume provides detailed explanations of the process for registering securities, exemptions from registration, secondary distributions, and the underwriting process--
Member of
Assigning source
Provided by publisher
Cataloging source
BTCTA
http://library.link/vocab/creatorName
Markham, Jerry W
Dewey number
346.730666
Index
index present
Literary form
non fiction
Nature of contents
bibliography
http://library.link/vocab/relatedWorkOrContributorName
Gjyshi, Rigers
Series statement
Research handbooks in financial law
http://library.link/vocab/subjectName
Securities
Label
Research handbook on securities regulation in the United States, edited by Jerry W. Markham and Rigers Gjyshi
Instantiates
Publication
Copyright
Bibliography note
Includes bibliographical references and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier.
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent.
Contents
  • The underwriting process and secondary distributions
  • Zachary J. Gubler
  • Secondary markets
  • Roel C. Campos and Marlon Q. Paz
  • The rise of risk-based regulatory capital : liquidity and solvency standards for financial intermediaries
  • José Gabilondo
  • Investment adviser regulation
  • Wulf A. Kaal
  • Corporate governance and the regulation of mergers and acquisitions
  • Jerry W. Markham and Rigers Gjyshi
  • Overview
  • The Sarbanes-Oxley Act of 2002 : a regulatory hodge-podge arising from highly visible financial fraud
  • Joan MacLeod Heminway
  • Regulation of derivative instruments
  • Jerry W. Markham
  • An overview of compliance-related issues in broker-dealer regulation
  • James Fanto
  • Fraud, manipulation and other prohibited practices
  • Jerry W. Markham
  • The past, present and future of securities arbitration between customers and brokerage firms
  • Barbara Black
  • Jerry W. Markham
  • Private rights of action under U.S. securities laws : key differences between litigation and arbitration of securities disputes, limited right of action against investment advisers, and the uncertain future of class litigation
  • Leslie A. Blau, Mark Liston, and Peter Evans
  • Comparative analysis of global securities
  • Jerry W. Markham
  • The definition of "security" under the federal securities laws
  • Arthur B. Laby
  • The integrated disclosure system
  • Rigers Gjyshi
  • Exemptions from 1933 Act registration
  • Thomas L. Hazen
Control code
FIEb17649031
Dimensions
24 cm.
Extent
x, 551 pages
Isbn
9781782540069
Media category
unmediated
Media MARC source
rdamedia.
Media type code
  • n
System control number
(OCoLC)881449394
Label
Research handbook on securities regulation in the United States, edited by Jerry W. Markham and Rigers Gjyshi
Publication
Copyright
Bibliography note
Includes bibliographical references and index
Carrier category
volume
Carrier category code
  • nc
Carrier MARC source
rdacarrier.
Content category
text
Content type code
  • txt
Content type MARC source
rdacontent.
Contents
  • The underwriting process and secondary distributions
  • Zachary J. Gubler
  • Secondary markets
  • Roel C. Campos and Marlon Q. Paz
  • The rise of risk-based regulatory capital : liquidity and solvency standards for financial intermediaries
  • José Gabilondo
  • Investment adviser regulation
  • Wulf A. Kaal
  • Corporate governance and the regulation of mergers and acquisitions
  • Jerry W. Markham and Rigers Gjyshi
  • Overview
  • The Sarbanes-Oxley Act of 2002 : a regulatory hodge-podge arising from highly visible financial fraud
  • Joan MacLeod Heminway
  • Regulation of derivative instruments
  • Jerry W. Markham
  • An overview of compliance-related issues in broker-dealer regulation
  • James Fanto
  • Fraud, manipulation and other prohibited practices
  • Jerry W. Markham
  • The past, present and future of securities arbitration between customers and brokerage firms
  • Barbara Black
  • Jerry W. Markham
  • Private rights of action under U.S. securities laws : key differences between litigation and arbitration of securities disputes, limited right of action against investment advisers, and the uncertain future of class litigation
  • Leslie A. Blau, Mark Liston, and Peter Evans
  • Comparative analysis of global securities
  • Jerry W. Markham
  • The definition of "security" under the federal securities laws
  • Arthur B. Laby
  • The integrated disclosure system
  • Rigers Gjyshi
  • Exemptions from 1933 Act registration
  • Thomas L. Hazen
Control code
FIEb17649031
Dimensions
24 cm.
Extent
x, 551 pages
Isbn
9781782540069
Media category
unmediated
Media MARC source
rdamedia.
Media type code
  • n
System control number
(OCoLC)881449394

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