Coverart for item
The Resource Market abuse and insider dealing, by Professor Barry Rider, OBE, Professorial Fellow, Centre of Development Studies, University of Cambridge ; Professor Kern Alexander, Chair for Banking and Financial Market Law, University of Zurich Professorial Fellow in Financial Regulation, Centre for Risk Studies, University of Cambridge ; Stuart Bazley, Visiting Professor in Financial Regulation and Compliance Law, BPP University Law School, Director, Medius Consulting ; Jeffrey Bryant, Barrister and Specialist Prosecutor CPS Proceeds of Crime Service

Market abuse and insider dealing, by Professor Barry Rider, OBE, Professorial Fellow, Centre of Development Studies, University of Cambridge ; Professor Kern Alexander, Chair for Banking and Financial Market Law, University of Zurich Professorial Fellow in Financial Regulation, Centre for Risk Studies, University of Cambridge ; Stuart Bazley, Visiting Professor in Financial Regulation and Compliance Law, BPP University Law School, Director, Medius Consulting ; Jeffrey Bryant, Barrister and Specialist Prosecutor CPS Proceeds of Crime Service

Label
Market abuse and insider dealing
Title
Market abuse and insider dealing
Statement of responsibility
by Professor Barry Rider, OBE, Professorial Fellow, Centre of Development Studies, University of Cambridge ; Professor Kern Alexander, Chair for Banking and Financial Market Law, University of Zurich Professorial Fellow in Financial Regulation, Centre for Risk Studies, University of Cambridge ; Stuart Bazley, Visiting Professor in Financial Regulation and Compliance Law, BPP University Law School, Director, Medius Consulting ; Jeffrey Bryant, Barrister and Specialist Prosecutor CPS Proceeds of Crime Service
Creator
Contributor
Author
Subject
Language
eng
Summary
Market Abuse and Insider Dealing, 3rd edition provides a comprehensive exposition of the law of insider dealing and market abuse, including analysis of the interplay between UK Criminal law and Administrative law regulation of abusive behaviour in the UK financial markets. The title covers areas including: Insider dealing - the civil law; The main offences for insider dealing; Market abuse - regulatory discipline and the civil law; Fraud offences as they relate to market abuse; Money laundering and market abuse; Conflicts of interest; The liability of issuers of securities in respect of disclosure and inside information; Information gathering, market surveillance, investigations and enforcement; Compliance systems and controls and control liability. --
Assigning source
Provided by publisher
Cataloging source
DLC
http://library.link/vocab/creatorName
Rider, Barry Alexander K
Index
index present
Literary form
non fiction
Nature of contents
bibliography
http://library.link/vocab/relatedWorkOrContributorName
  • Alexander, Kern
  • Bazley, Stuart
  • Bryant, Jeffrey
http://library.link/vocab/subjectName
  • Insider trading in securities
  • Insider trading in securities
Label
Market abuse and insider dealing, by Professor Barry Rider, OBE, Professorial Fellow, Centre of Development Studies, University of Cambridge ; Professor Kern Alexander, Chair for Banking and Financial Market Law, University of Zurich Professorial Fellow in Financial Regulation, Centre for Risk Studies, University of Cambridge ; Stuart Bazley, Visiting Professor in Financial Regulation and Compliance Law, BPP University Law School, Director, Medius Consulting ; Jeffrey Bryant, Barrister and Specialist Prosecutor CPS Proceeds of Crime Service
Instantiates
Publication
Bibliography note
Includes bibliographical references and index
Carrier category
volume
Carrier category code
nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
The nature of insider dealing and market abuse -- Insider dealing : the civil law -- The main offences of insider dealing -- dealing on the basis of inside information -- The market abuse regime -- FSMA criminalo offences of market manipulation -- Fraud and financial crime -- Anti-money laundering and proceeds of crime -- Conflicts of interest -- Issuer disclosure and liability -- Information gathering -- Investigations -- Enforcement issues -- Compliance procedures and systems -- Personal liability of senior managers and compliance officers -- Control liability -- The impact of other laws : domestic and overseas
Control code
ocn947139062
Dimensions
26 cm
Edition
3rd edition.
Extent
xli, 414 pages
Isbn
9781780434957
Lccn
2016296250
Media category
unmediated
Media MARC source
rdamedia
Media type code
n
System control number
(OCoLC)947139062
Label
Market abuse and insider dealing, by Professor Barry Rider, OBE, Professorial Fellow, Centre of Development Studies, University of Cambridge ; Professor Kern Alexander, Chair for Banking and Financial Market Law, University of Zurich Professorial Fellow in Financial Regulation, Centre for Risk Studies, University of Cambridge ; Stuart Bazley, Visiting Professor in Financial Regulation and Compliance Law, BPP University Law School, Director, Medius Consulting ; Jeffrey Bryant, Barrister and Specialist Prosecutor CPS Proceeds of Crime Service
Publication
Bibliography note
Includes bibliographical references and index
Carrier category
volume
Carrier category code
nc
Carrier MARC source
rdacarrier
Content category
text
Content type code
txt
Content type MARC source
rdacontent
Contents
The nature of insider dealing and market abuse -- Insider dealing : the civil law -- The main offences of insider dealing -- dealing on the basis of inside information -- The market abuse regime -- FSMA criminalo offences of market manipulation -- Fraud and financial crime -- Anti-money laundering and proceeds of crime -- Conflicts of interest -- Issuer disclosure and liability -- Information gathering -- Investigations -- Enforcement issues -- Compliance procedures and systems -- Personal liability of senior managers and compliance officers -- Control liability -- The impact of other laws : domestic and overseas
Control code
ocn947139062
Dimensions
26 cm
Edition
3rd edition.
Extent
xli, 414 pages
Isbn
9781780434957
Lccn
2016296250
Media category
unmediated
Media MARC source
rdamedia
Media type code
n
System control number
(OCoLC)947139062

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